The complete record, on the open shelf.

Every disclosure the SEC requires us to make available, and every internal policy that governs how the firm operates. Read on the page or download the signed source.

1. I
   Form ADV Part 2A — Firm Brochure
   The firm brochure. Services, fees, conflicts, custody, supervision — everything the SEC requires us to disclose at the firm level.
   Eff. March 31, 2026
2. II
   Form ADV Part 2B — Brochure Supplement, Michael McAlpin
   Background, qualifications, and disciplinary history of Michael McAlpin, Founder, Managing Partner & Chief Compliance Officer.
   Eff. March 31, 2026
3. III
   Form ADV Part 2B — Brochure Supplement, Rob Fremont
   Background, qualifications, and disciplinary history of Rob Fremont, Managing Partner & Wealth Advisor.
   Eff. March 31, 2026
4. IV
   Form CRS — Client Relationship Summary
   The two-page relationship summary the SEC requires us to deliver before any retail engagement.
   Eff. March 31, 2026
5. V
   Privacy Notice
   How we collect, use, share, and safeguard nonpublic personal information. Aligned to SEC Reg S-P (2024 amendments).
   Eff. March 31, 2026

Most firms keep these internal. We post them because the format the firm produces — decisions, on the record, dated, initialed — should hold at the firm level too.

1. VI
   Code of Ethics
   Personal-trading rules, fiduciary commitments, and the ethical standard every supervised person attests to annually.
   Eff. March 2026
2. VII
   AML / KYC Policy
   Anti-money-laundering and customer-identification program, including OFAC screening and risk profiling.
   Eff. March 2026
3. VIII
   Business Continuity Plan
   How the firm continues serving households through disruption — succession, systems, communication, and recovery.
   Eff. March 2026
4. IX
   Compliance Manual
   The full written supervisory framework adopted under SEC Rule 206(4)-7 — the spine of the firm's compliance program.
   Eff. March 2026
5. X
   Cookie Policy
   How our website uses cookies — essential, functional, analytics, and marketing — and how you can manage your preferences. Operational disclosure.
   Eff. May 2026